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HomeDocument checklistsAnnual ROC Compliance (AOC-4 + MGT-7 + DIR-3)

Document checklist · 5 items

Documents required for Annual ROC Compliance (AOC-4 + MGT-7 + DIR-3)

AOC-4, MGT-7, DIR-3 KYC — all forms, one bundled fee — gather these 5 documents before you start the application. Print this page or share with your CA.

1

Audited financial statements (P&L + BS + cash flow)

2

AGM resolution and minutes

3

Auditor's report

4

Director KYC (PAN, Aadhaar, contact)

5

Shareholder list with shareholding

Pro tip

Upload soft copies (PDF) to the FilingLab dashboard once you sign up. Originals are not required — we file with the e-stamped digital copies. Documents must be ≤ 1 year old (utility bills, bank statements).